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Sec Chart - The sec's small business capital formation advisory committee is holding a public meeting regarding matters relating to rules and regulations affecting small and emerging. See the full text of the securities exchange act of 1934. The sec does not require companies that are raising less than $1 million under rule 504 of regulation d to be registered with the sec, but these companies are required to. Official announcements highlighting recent actions taken by the sec and other newsworthy information. Mission at the securities and exchange commission (sec), we work together to make a positive impact on the u.s. Learn more about sec employment qualifications and the. At investor.gov, the sec provides investors with the resources to make informed investment decisions. Sec careers the sec serves as the investor's advocate and seeks the best and brightest talent to join its team. To view press releases prior to 2012, view the press release archive. Economy, our capital markets, and people’s lives.

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